SFC Licences of WONG Wai Chung 王瑋中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | 9 | 01 June 2022 | |
| Nuveen Hong Kong Limited | RO | 4 | 01 June 2022 | |
| Nuveen Hong Kong Limited | RO | 1 | 01 June 2022 | |
| Nuveen Hong Kong Limited | RE | 4 | 26 September 2018 | 01 June 2022 |
| Nuveen Hong Kong Limited | RE | 1 | 26 September 2018 | 01 June 2022 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 28 December 2017 | 18 May 2018 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 28 December 2017 | 18 May 2018 |