SFC Licences of LING Xinyuan 凌新源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 12 September 2012 | 15 June 2016 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 16 July 2010 | 15 June 2016 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 16 July 2010 | 15 June 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 13 January 2010 | 16 July 2010 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 13 January 2010 | 16 July 2010 |