SFC Licences of YIP Man Wai 葉文偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 10 January 2018
Prudential Brokerage Limited 信誠證券有限公司 RE 1 16 July 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 12 December 2012 13 December 2013
orientiert XYZ Securities Limited RE 4 14 June 2012 03 November 2012
orientiert XYZ Securities Limited RE 1 14 June 2012 03 November 2012
Centaline Securities Limited 中原證券有限公司 RE 1 16 February 2012 25 February 2012
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 12 August 2010 25 February 2012
Centaline Wealth Management Limited 中原資產管理有限公司 RE 1 11 June 2010 25 February 2012
BWC Forex Limited 寶華世紀外匯有限公司 RE 3 24 March 2010 19 April 2010
Hafoo Securities Limited 哈富證券有限公司 RE 1 15 January 2010 19 April 2010