SFC Licences of YIP Man Wai 葉文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 10 January 2018 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 16 July 2014 | |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 12 December 2012 | 13 December 2013 |
orientiert XYZ Securities Limited | RE | 4 | 14 June 2012 | 03 November 2012 |
orientiert XYZ Securities Limited | RE | 1 | 14 June 2012 | 03 November 2012 |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 16 February 2012 | 25 February 2012 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 12 August 2010 | 25 February 2012 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 11 June 2010 | 25 February 2012 |
BWC Forex Limited 寶華世紀外匯有限公司 | RE | 3 | 24 March 2010 | 19 April 2010 |
Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 15 January 2010 | 19 April 2010 |