SFC Licences of SU Tao 蘇濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 4 | 11 December 2019 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 11 December 2019 | |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 18 February 2019 | 27 March 2020 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 23 February 2012 | 27 March 2020 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 24 September 2010 | 09 February 2012 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 21 January 2010 | 10 September 2010 |