SFC Licences of KNIPPER Jonathan Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 May 2014 | 28 January 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 13 May 2014 | 28 January 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 January 2012 | 04 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 January 2010 | 04 March 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 15 January 2010 | 18 July 2011 |