SFC Licences of CHONG Louis Siu Kei 莊紹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 29 June 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 29 June 2011 | 01 October 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 29 June 2011 | 01 October 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 27 January 2010 | 20 April 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 January 2010 | 20 April 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 27 January 2010 | 20 April 2011 |