SFC Licences of SIMON Denise Sarah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 28 July 2015 | 29 July 2015 |
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 28 July 2015 | 29 July 2015 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 08 February 2010 | 19 February 2010 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 08 February 2010 | 19 February 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 08 February 2010 | 19 February 2010 |