SFC Licences of DAURES Christophe, Pascal, Emmanuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 2 | 15 February 2017 | 04 June 2018 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 15 February 2017 | 04 June 2018 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 25 April 2016 | 31 October 2016 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 25 April 2016 | 31 October 2016 |
| Marex HK Asia Limited | RE | 2 | 13 November 2015 | 04 December 2015 |
| Marex HK Asia Limited | RE | 1 | 04 December 2014 | 04 December 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 02 February 2010 | 28 June 2014 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 02 February 2010 | 28 June 2014 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 02 February 2010 | 28 June 2014 |