SFC Licences of LIANG Xin 梁欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Complus Asset Management Limited 金栢資產管理有限公司 | RE | 9 | 14 January 2020 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 25 May 2017 | 28 September 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 May 2017 | 28 September 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 16 June 2014 | 27 May 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 April 2014 | 16 June 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 February 2010 | 27 May 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 February 2010 | 05 September 2013 |