SFC Licences of LIANG Xin 梁欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Complus Asset Management Limited 金栢資產管理有限公司 RE 9 14 January 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 25 May 2017 28 September 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 25 May 2017 28 September 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 16 June 2014 27 May 2016
Morgan Stanley Hong Kong Securities Limited RE 2 29 April 2014 16 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 February 2010 27 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 03 February 2010 05 September 2013