SFC Licences of IP Wai Shan 葉慧珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Seiga Asset Management Limited | RE | 9 | 13 April 2022 | |
Pearl Street Advisors Limited | RE | 9 | 18 March 2016 | 15 January 2017 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 09 February 2010 | 24 January 2011 |