SFC Licences of CHAN Tat Shing 陳達成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 14 June 2012 | 30 May 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 14 June 2012 | 30 May 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 June 2012 | 30 May 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 09 March 2011 | 01 August 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 24 November 2010 | 01 August 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 24 November 2010 | 01 August 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 18 February 2010 | 02 November 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 18 February 2010 | 02 November 2010 |