SFC Licences of WOO Lai Ming, Raymond 符禮明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 12 October 2020 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 12 October 2020 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 12 October 2020 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 29 June 2016 | 12 October 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 29 June 2016 | 12 October 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 29 June 2016 | 12 October 2020 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 11 April 2013 | 17 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 11 April 2013 | 17 December 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 February 2010 | 23 February 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 February 2010 | 23 February 2011 |