SFC Licences of NG Miu Ping 伍妙萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 13 August 2015 26 November 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 07 May 2010 26 November 2015
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 17 February 2010 26 November 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 17 February 2010 26 November 2015