SFC Licences of LAU Kai Wing 劉啟榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 April 2011 | 11 June 2011 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 12 February 2010 | 19 April 2011 |