SFC Licences of WU Jian 吳建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 30 October 2018 | 20 November 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 June 2017 | 20 November 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 14 August 2015 | 20 November 2020 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 14 August 2015 | 20 November 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 29 January 2014 | 07 July 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 29 January 2014 | 07 July 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 08 June 2011 | 01 March 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 08 June 2011 | 01 March 2013 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 17 February 2010 | 26 May 2011 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 17 February 2010 | 26 May 2011 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 17 February 2010 | 26 May 2011 |