SFC Licences of KWOK Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RO | 9 | 18 June 2014 | 31 December 2014 |
| SPARX Asia Investment Advisors Limited | RO | 4 | 18 June 2014 | 31 December 2014 |