SFC Licences of BUCKWORTH Piers Edward Grainger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 4 | 28 February 2012 | 15 August 2012 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 28 February 2012 | 15 August 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 10 October 2011 | 05 December 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 10 October 2011 | 05 December 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 26 October 2010 | 04 August 2011 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 26 October 2010 | 04 August 2011 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 28 May 2010 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 28 May 2010 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 21 April 2010 | 21 May 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 04 March 2010 | 04 April 2010 |