SFC Licences of THOMPSON Alistair James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 29 January 2013 | 30 January 2013 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 04 December 2012 | 07 December 2012 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 12 June 2012 | 14 June 2012 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 23 April 2012 | 26 April 2012 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 29 March 2011 | 30 March 2011 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 19 October 2010 | 20 October 2010 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 08 March 2010 | 10 March 2010 |