SFC Licences of HUI Wai Ying, Florence 許慧瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 09 March 2012 03 April 2013
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 6 19 April 2010 21 March 2011