SFC Licences of NIWA Koichi

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 March 2024 27 March 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 13 October 2023 19 October 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 April 2023 21 April 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 October 2019 08 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 July 2019 27 July 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 January 2019 26 January 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 April 2018 20 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 October 2017 27 October 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 17 July 2017 21 July 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 15 March 2010 16 March 2010