SFC Licences of NG Ka Chi 伍家枝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 30 April 2013 | 31 December 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 30 April 2013 | 31 December 2014 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 12 April 2010 | 25 May 2011 |