SFC Licences of CHENG Kwok Wai 鄭國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 21 February 2023 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 21 February 2023 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 15 December 2010 | 09 February 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 December 2010 | 09 February 2018 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 10 May 2010 | 28 July 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 24 March 2010 | 28 July 2010 |