SFC Licences of CHENG Kwok Wai 鄭國偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 21 February 2023
Quam Securities Limited 華富建業證券有限公司 RE 1 21 February 2023
Quam Securities Limited 華富建業證券有限公司 RE 2 15 December 2010 09 February 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 15 December 2010 09 February 2018
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 10 May 2010 28 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 24 March 2010 28 July 2010