SFC Licences of SO Wai Yan 蘇偉殷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 10 October 2011 | 01 February 2012 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 03 May 2010 | 30 June 2011 |