SFC Licences of CHAN Ling Yu 陳凌宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 12 March 2019 | |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 12 March 2019 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 2 | 30 April 2018 | 06 March 2019 |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 30 April 2018 | 06 March 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 04 April 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 May 2010 | 04 April 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 May 2010 | 02 October 2017 |