SFC Licences of LAM Ping Sum 林炳森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 | RO | 9 | 12 June 2018 | |
| Abundancia Global Asset Management (Hong Kong) Limited 豐裕環球資產管理(香港)有限公司 | RO | 4 | 12 June 2018 | |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RO | 9 | 09 September 2016 | 19 March 2018 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RO | 4 | 09 September 2016 | 19 March 2018 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RO | 1 | 09 September 2016 | 19 March 2018 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 | RO | 9 | 13 May 2016 | 05 August 2016 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 | RE | 9 | 13 April 2016 | 13 May 2016 |
| C.P. Financial Management Limited 中和資產管理有限公司 | RE | 9 | 22 July 2013 | 31 March 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 20 March 2012 | 06 July 2013 |
| orientiert XYZ Securities Limited | RE | 1 | 27 July 2011 | 06 July 2013 |
| Redford Securities Limited 泓福證券有限公司 | RE | 1 | 20 April 2010 | 31 May 2011 |