SFC Licences of LAU Kwai Shim 劉桂嬋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 01 June 2011 | 31 August 2011 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 01 June 2011 | 31 August 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 20 April 2010 | 05 September 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 April 2010 | 05 September 2010 |