SFC Licences of XU Dapeng 徐大鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ROC Capital Management Limited | RO | 9 | 08 April 2021 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 6 | 28 May 2010 | 30 June 2015 |