SFC Licences of NG Ka Man 吳家文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 11 April 2019 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 11 April 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 09 April 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 July 2014 | 09 April 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 July 2014 | 02 October 2017 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 29 January 2013 | 23 July 2014 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 11 January 2013 | 23 July 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 April 2010 | 18 December 2012 |