SFC Licences of CHEN Roger Guancheng 陳冠成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RE | 9 | 19 March 2013 | 31 March 2016 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RE | 4 | 19 March 2013 | 31 March 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 April 2010 | 29 April 2011 |