SFC Licences of TSANG Siu Yan, Patrick 曾少欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 06 October 2016 | 30 April 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 April 2011 | 03 October 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 12 April 2010 | 19 April 2011 |