SFC Licences of LI Xin 李信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 23 March 2011 | 07 September 2013 |
| UBS Securities Asia Limited | RE | 1 | 23 April 2010 | 07 September 2013 |