SFC Licences of BARATON Xavier Francois

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	4	27 February 2024	01 March 2024
HSBC Investment Funds (Hong Kong) Limited	RE	1	27 February 2024	01 March 2024
HSBC Global Asset Management (Hong Kong) Limited	RE	4	27 February 2024	01 March 2024
HSBC Global Asset Management (Hong Kong) Limited	RE	1	27 February 2024	01 March 2024
HSBC Investment Funds (Hong Kong) Limited	RE	4	01 June 2023	09 June 2023
HSBC Investment Funds (Hong Kong) Limited	RE	1	01 June 2023	09 June 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 June 2023	09 June 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	1	01 June 2023	09 June 2023
HSBC Investment Funds (Hong Kong) Limited	RE	4	24 February 2023	03 March 2023
HSBC Investment Funds (Hong Kong) Limited	RE	1	24 February 2023	03 March 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	4	24 February 2023	03 March 2023
HSBC Global Asset Management (Hong Kong) Limited	RE	1	24 February 2023	03 March 2023
HSBC Investment Funds (Hong Kong) Limited	RE	1	26 September 2019	04 October 2019
HSBC Global Asset Management (Hong Kong) Limited	RE	1	26 September 2019	04 October 2019
HSBC Investment Funds (Hong Kong) Limited	RE	1	16 March 2018	26 March 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	16 March 2018	26 March 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	15 June 2017	24 June 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	15 June 2017	24 June 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	21 March 2017	27 March 2017
HSBC Global Asset Management (Hong Kong) Limited	RE	1	21 March 2017	27 March 2017
HSBC Investment Funds (Hong Kong) Limited	RE	1	16 May 2014	23 May 2014
HSBC Global Asset Management (Hong Kong) Limited	RE	1	16 May 2014	23 May 2014
HSBC Investment Funds (Hong Kong) Limited	RE	1	30 September 2013	13 October 2013
HSBC Global Asset Management (Hong Kong) Limited	RE	1	30 September 2013	13 October 2013
HSBC Investment Funds (Hong Kong) Limited	RE	1	14 May 2012	28 May 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	14 May 2012	28 May 2012
HSBC Investment Funds (Hong Kong) Limited	RE	1	11 May 2011	25 May 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	11 May 2011	25 May 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	1	11 May 2011	25 May 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	22 February 2011	08 March 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	22 February 2011	08 March 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	1	22 February 2011	08 March 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	26 November 2010	10 December 2010
Halbis Capital Management (Hong Kong) Limited	RE	1	26 November 2010	10 December 2010
HSBC Global Asset Management (Hong Kong) Limited	RE	1	26 November 2010	10 December 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	27 April 2010	10 May 2010
Halbis Capital Management (Hong Kong) Limited	RE	1	27 April 2010	10 May 2010
HSBC Global Asset Management (Hong Kong) Limited	RE	1	27 April 2010	10 May 2010