SFC Licences of LIU Chien-Hung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 4 06 October 2016
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 1 06 October 2016
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 04 May 2010 01 July 2011