SFC Licences of LIU Chien-Hung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 4 | 06 October 2016 | ||
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 1 | 06 October 2016 | ||
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 04 May 2010 | 01 July 2011 |