SFC Licences of CHU Ka Ming, Lawrence 朱家明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 26 August 2021 | |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 August 2021 | 26 August 2021 |
HSBC Corporate Finance (Hong Kong) Limited | RO | 6 | 30 March 2012 | 12 January 2017 |