SFC Licences of HO Kai Yip 何啟業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
QMIS Securities Limited 華亞證券有限公司 RO 1 09 September 2020 24 May 2023
QMIS Securities Limited 華亞證券有限公司 RE 1 01 September 2020 09 September 2020
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 RO 1 10 February 2020 15 August 2020
ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 RE 1 21 January 2020 10 February 2020
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 4 24 October 2018 19 December 2019
Viipark Financial Co., Limited 維寶東園資本有限公司 RO 1 24 October 2018 19 December 2019
Zhong Jia Securities Limited 中佳證券有限公司 RO 1 01 November 2016 04 August 2017
D.J. Securities Limited 申新證券有限公司 RO 4 06 November 2012 31 October 2016
D.J. Securities Limited 申新證券有限公司 RO 1 06 November 2012 31 October 2016
D.J. Securities Limited 申新證券有限公司 RE 1 06 October 2011 06 November 2012
Orient Securities Limited 東方匯財證券有限公司 RE 1 21 June 2010 29 September 2011