SFC Licences of HO Kai Yip 何啟業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| QMIS Securities Limited 華亞證券有限公司 | RO | 1 | 09 September 2020 | 24 May 2023 |
| QMIS Securities Limited 華亞證券有限公司 | RE | 1 | 01 September 2020 | 09 September 2020 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 | RO | 1 | 10 February 2020 | 15 August 2020 |
| ZJKF Securities Investment (Hong Kong) Limited 張金證券投資(香港)有限公司 | RE | 1 | 21 January 2020 | 10 February 2020 |
| Viipark Financial Co., Limited 維寶東園資本有限公司 | RO | 1 | 24 October 2018 | 19 December 2019 |
| Viipark Financial Co., Limited 維寶東園資本有限公司 | RO | 4 | 24 October 2018 | 19 December 2019 |
| Zhong Jia Securities Limited 中佳證券有限公司 | RO | 1 | 01 November 2016 | 04 August 2017 |
| D.J. Securities Limited 申新證券有限公司 | RO | 1 | 06 November 2012 | 31 October 2016 |
| D.J. Securities Limited 申新證券有限公司 | RO | 4 | 06 November 2012 | 31 October 2016 |
| D.J. Securities Limited 申新證券有限公司 | RE | 1 | 06 October 2011 | 06 November 2012 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 21 June 2010 | 29 September 2011 |