SFC Licences of NG Wai Yan 吳衛欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 13 August 2013 | 03 November 2023 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 13 August 2013 | 03 November 2023 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 03 May 2011 | 12 August 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 03 May 2011 | 12 August 2013 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 04 May 2010 | 21 April 2011 |