SFC Licences of WAN Sok Mun 溫淑敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 29 October 2012 | 27 September 2013 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 17 May 2012 | 06 September 2012 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 19 January 2011 | 06 September 2012 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 19 January 2011 | 06 September 2012 |