SFC Licences of TSE Cho Wan 謝棗韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	6	27 February 2017	22 June 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	27 February 2017	22 June 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	09 May 2016	16 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	09 May 2016	16 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	09 May 2016	16 February 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	30 March 2015	28 April 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	30 March 2015	28 April 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	30 March 2015	28 April 2016
Cinda International Securities Limited 信達國際證券有限公司	RE	1	27 July 2011	09 March 2015
Cinda International Capital Limited 信達國際融資有限公司	RE	6	27 July 2011	09 March 2015
Cinda International Capital Limited 信達國際融資有限公司	RE	1	27 July 2011	09 March 2015
CMB International Capital Limited 招銀國際融資有限公司	RE	6	20 September 2010	17 June 2011
CMB International Capital Limited 招銀國際融資有限公司	RE	1	20 September 2010	17 June 2011
CMB International Capital Holdings Corporation Limited	RE	6	06 May 2010	20 September 2010
CMB International Capital Holdings Corporation Limited	RE	1	06 May 2010	20 September 2010