SFC Licences of TSE Cho Wan 謝棗韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 27 February 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 27 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 09 May 2016 16 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 09 May 2016 16 February 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 09 May 2016 16 February 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 30 March 2015 28 April 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 30 March 2015 28 April 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 30 March 2015 28 April 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 1 27 July 2011 09 March 2015
Cinda International Securities Limited 信達國際證券有限公司 RE 1 27 July 2011 09 March 2015
Cinda International Capital Limited 信達國際融資有限公司 RE 6 27 July 2011 09 March 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 September 2010 17 June 2011
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 September 2010 17 June 2011
CMB International Capital Holdings Corporation Limited RE 6 06 May 2010 20 September 2010
CMB International Capital Holdings Corporation Limited RE 1 06 May 2010 20 September 2010