SFC Licences of LO Hiu Yeung 盧曉暘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Syfe Hong Kong Limited | RE | 9 | 11 April 2023 | |
| Syfe Hong Kong Limited | RE | 4 | 11 April 2023 | |
| Syfe Hong Kong Limited | RE | 1 | 28 March 2023 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 May 2020 | 07 October 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 February 2020 | 07 October 2022 |
| One Financial Markets Asia Limited 歐福市場亞洲有限公司 | RE | 3 | 17 July 2017 | 22 November 2018 |
| Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 04 February 2015 | 15 March 2017 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 07 May 2010 | 16 June 2010 |