SFC Licences of LU Lu 盧璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 27 July 2015 | 28 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 July 2015 | 28 October 2019 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 03 December 2010 | 29 June 2013 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 03 December 2010 | 29 June 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 23 June 2010 | 06 July 2010 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 23 June 2010 | 06 July 2010 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 23 June 2010 | 06 July 2010 |