SFC Licences of LAU Ka Ho, Gordon 劉家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Victory Securities (Global) Limited 德盛證券有限公司 | RO | 1 | 24 September 2021 | 04 October 2022 |
| Victory Asset Management Limited 德盛資產管理有限公司 | RO | 9 | 31 December 2020 | 04 October 2022 |
| Victory Asset Management Limited 德盛資產管理有限公司 | RO | 4 | 31 December 2020 | 04 October 2022 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 9 | 20 April 2018 | 12 March 2019 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 4 | 20 April 2018 | 12 March 2019 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 1 | 20 April 2018 | 12 March 2019 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RE | 9 | 12 October 2016 | 20 April 2018 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RE | 4 | 12 October 2016 | 20 April 2018 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RE | 1 | 01 November 2010 | 20 April 2018 |
| GT Capital Limited 高富金融有限公司 | RE | 1 | 15 June 2010 | 20 October 2010 |