SFC Licences of GAO Dan 高丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 03 June 2013 | 17 July 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 13 July 2011 | 17 July 2014 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 13 July 2011 | 17 July 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 May 2010 | 02 June 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 24 May 2010 | 02 June 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 May 2010 | 02 June 2011 |