SFC Licences of CHIU Lok Kwan 趙珞君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 06 June 2018 | 11 May 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 03 June 2016 | 06 April 2018 |
| Sectoral Asset Management Limited | RE | 9 | 28 July 2014 | 12 August 2015 |
| Sectoral Asset Management Limited | RE | 4 | 28 July 2014 | 12 August 2015 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 12 July 2010 | 26 March 2014 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 12 July 2010 | 26 March 2014 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 12 July 2010 | 26 March 2014 |