SFC Licences of TAM Wai Kei 譚偉基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AJ Corporate Finance Limited 安捷融資有限公司 | RE | 6 | 12 December 2019 | 03 March 2023 |
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 05 August 2019 | 03 March 2023 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 3 | 07 December 2012 | 17 March 2014 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 07 December 2012 | 17 March 2014 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 09 July 2010 | 17 March 2014 |