SFC Licences of CHOI Kar Lam 蔡嘉霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 January 2015 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 January 2015 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 January 2015 | |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 02 April 2013 | 12 December 2014 |
| UBS Securities Asia Limited | RE | 4 | 05 August 2010 | 02 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 June 2010 | 02 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2010 | 02 August 2010 |