SFC Licences of CHOI Kar Lam 蔡嘉霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 20 January 2015
HSBC Global Asset Management (Hong Kong) Limited RE 4 20 January 2015
HSBC Global Asset Management (Hong Kong) Limited RE 1 20 January 2015
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 RE 10 02 April 2013 12 December 2014
UBS Securities Asia Limited RE 4 05 August 2010 02 November 2012
Merrill Lynch (Asia Pacific) Limited RE 4 09 June 2010 02 August 2010
Merrill Lynch (Asia Pacific) Limited RE 1 09 June 2010 02 August 2010