SFC Licences of NG Sing Lui 伍聲磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 03 December 2013 | 09 August 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 December 2013 | 09 August 2014 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 19 August 2011 | 25 November 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 19 August 2011 | 25 November 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 August 2011 | 25 November 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 June 2010 | 23 July 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 14 June 2010 | 23 July 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 June 2010 | 23 July 2011 |