SFC Licences of TSE Chi Fei 謝智飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HuaGe Securities Limited 華鴿證券有限公司 | RO | 1 | 06 December 2019 | 01 March 2021 |
| Pinetree Securities Limited 常青證券有限公司 | RO | 1 | 12 September 2017 | 11 February 2019 |
| Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 09 August 2016 | 08 September 2017 |
| Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 15 July 2016 | 09 August 2016 |
| Avalok Capital Limited 宏觀資本有限公司 | RO | 4 | 20 July 2015 | 30 June 2016 |
| Avalok Capital Limited 宏觀資本有限公司 | RO | 1 | 20 July 2015 | 30 June 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 13 June 2013 | 30 August 2014 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 23 June 2011 | 30 August 2014 |