SFC Licences of POON Kwok Wai 潘國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino Wealth Securities Limited 國新證券有限公司 | RE | 1 | 30 April 2012 | 09 December 2013 |
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 25 June 2010 | 05 August 2011 |