SFC Licences of LAU Caroline Man Har 劉曼霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 29 January 2013 | 18 February 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 05 August 2010 | 18 February 2013 |