SFC Licences of CHENG Wai Nam 鄭偉楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 15 March 2013 | 01 October 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 30 June 2010 | 14 August 2010 |